Tariffs and Commission fees for services on trade financing and organization of fiancial operations
Brought into action since "31" January 2011 (as amended and supplemented as of December 11, 2012, according to the MINUTES of ALMC meeting dated December 11, 2012, No.29)
| Types of services | Tariffs | |
|---|---|---|
| in national currency | in foreign currency | |
| 1. LETTERS OF CREDIT | ||
| 1.1. Export / Issued in favor of the clients of BTA export | ||
| 1.1.1. Preliminary advicing of letter of credit | Free of charge | |
| 1.1.2. Discharge of liabilities: | ||
| 1.1.2.1. on advicing the letter of credit to beneficiary | 0.10%, min. 15000 tenge, max. 90000 tenge | 0.10%, min. 100$, max. 600$ |
| 1.1.2.2. on advicing the changes of letter of credit to beneficiary (for every advice) | 7500 tenge | 50$ |
| 1.1.2.3. on letter of credit on check of the documents and the decision to pay on letter of credit | 0.15%, min. 15000 tenge, max. 150000 tenge | 0.15%, min. 100$, max. 1000$ |
| 1.1.3. Confirmation of the letter of credit: | ||
| - with providing a cover | 0.2%, min. 15000 tenge | 0.2%, min. 100$ |
| - without providing a cover | by the agreement of the parties | by the agreement of the parties |
| 1.1.4. Transfer of transferable letter of credit | 0.15%, min. 15000 tenge, max. 90000 tenge | 0.15%, min. 100$, max. 600$ |
| 1.1.5. Commission fee for divergence in the documents (for every document) (including VAT) | 7500 tenge | 50$ |
| 1.1.6. Negotiation and accept of bills | by the agreement | |
| 1.1.7. Preparation and/or shipment of package of shipping documents (including VAT) | according to c. 6.2. + 6000 tenge | according to c. 6.2. + 40$ |
| 1.1.8. Annulment of letter of credit before the expiry (including VAT) | 15000 tenge | 100$ |
| 1.1.9. Transfer operations under instructions of the clients during assignment of income | 22500 tenge | 150$ |
| 1.1.10. Commission fee for discharge of liabilities on negotiatons of the documents | by the agreement of the parties | |
| 1.1.11. Inquiries on letters of credit (including VAT) | free of charge | |
| 1.1.12. Commission fee for payment on letter of credit | 0.2%, min. 7500 tenge, max. 75000 tenge | 0.2% , min. 50$, max. 500$ |
| 1.2. Import/Issued under the instructions of the clients of BTA | ||
| 1.2.1. Commission fee for opening a letter of credit | ||
| - under the instructions of clients | by the agreement | |
| 1.2.2. Commission fee for issuing a letter of credit (technical edition) | 0.2%, min. 15000 tenge, max. 195000 tenge | 0.2%, min. 100$, max. 1300$ |
| 1.2.3. Preliminary advicing of letter of credit | free of charge | |
| 1.2.4. Discharge of liabilities: | ||
| 1.2.4.1. on changing the terms of letter of credit (every change)* | 6000 tenge | 40$ |
| * Note: Increase of the amount of letter of credit is considered as independent issuing of a letter of credit to accrue commission fees | ||
| 1.2.4.2. on letter of credit on check of documents and the decision to pay under letter of credit | 0.15%, min. 15000 tenge, max. 120000 tenge | 0.15%, min. 100$, max. 800$ |
| 1.2.5. Annulment of a letter of credit before its expiry (including VAT) | 15000 tenge | 100$ |
| 1.2.6. Commission fee for payment under letter of credit | 0.20%, min. 7500 tenge, max. 75000 tenge | 0.20%, min. 50$, max. 500$ |
| 1.2.7. Commission fee for divergence in the documents (for every document) (including VAT) | 7500 tenge | 50$ |
| 1.2.8. Preparation and/or dispatch of shipping documents (including VAT) | 3000 tenge | 20$ |
| 1.2.9. Inquiries on letters of credit (including VAT) | free of charge | |
| 1.3. Reimbursement undertaking on letter of credit | ||
| 1.3.1. Commission fee for providing reimbursement undertaking on letter of credit | by the agreement of the parties, min. 75000 tenge | by the agreement of the parties, min. 500$ |
| 1.3.2. Commission fee for issuing reimbursement undertaking on letter of credit (technical edition) | 0.15%, min. 15000 tenge, max. 150000 tenge | 0.15%, min. 100$, max. 1000$ |
| 1.3.3. Discharge of liabilities on change of the terms of reimbursment undertaking on letter of credit (every change)* | 6000 tenge | 40$ |
| 1.3.4. Annulment of reimbursement undertaking on letter of credit before its expiry (including VAT) | 15000 tenge | 100$ |
| 1.3.5. Commission fee for payment under reimbursement undertaking on letter of credit | 0.25%, min. 7500 tenge, max. 75000 tenge | 0.25%, min. 50$, max. 500$ |
| 1.3.6. Commission fee for discharge of reimbursement undertaking on letter of credit | 7500 tenge | 50$ |
| 2. GUARANTEES | ||
| 2.1. Import guarantees | ||
| 2.1.1. Commission fee for issuing a guarantee | by the agreement of the parties | |
| 2.1.2. Commission fee for issuing a guarantee (technical edition) | 0.2%, min. 15000 tenge, max. 195000 tenge | 0.2%, min. 100$, max. 1300$ |
| 2.1.3. Change of the terms os issued guarantee (for every change)*(including VAT) | 6000 tenge | 40$ |
| * Note: Increase of the amount of guarantee is considered as independent issuing of a guarantee to accrue commission fees | ||
| 2.1.4. Annulment of a guarantee before its expiry (including VAT) | 15000 tenge | 100$ |
| 2.1.5. Check of the documents accompanying the requirement for payment (including VAT) | 0.15%, min. 15000 tenge, max. 75000 tenge | 0.15%, min. 100$, max. 500$ |
| 2.1.6. Commission fee for paying under guarantee | 0.20%, min. 7500 tenge, max. 75000 tenge | 0.20%, min. 50$, max. 500$ |
| 2.1.7. Preparation and/or dispatch of shipping documents (including VAT) | 3000 tenge | 20$ |
| 2.1.8. Inquiries on guarantees (including VAT) | free of charge | |
| 2.1.9. Translation of texts of guarantees and messages coming from foreign banks (including VAT) | 5000 tenge for 1 sheet | |
| 2.2. Export guarantees | ||
| 2.2.1. Preliminary advicing of a guarantee | free of charge | |
| 2.2.2. Advicing an export guarantee (including VAT) | 0.1%, min.15000 tenge, max. 90 000 tenge | 0.1%, min.100$, max. 600$ |
| 2.2.3. Advicing changes of the terms of a guarantee before its expiry (for 1 package) (including VAT) | 7500 tenge | 50$ |
| 2.2.4. Annulment of export guarantee before its expiry (including VAT) | 15000 tenge | 100$ |
| 2.2.5. Check of the documents accompanying the requirement for payment (including VAT) | 0.15%, min. 15000 tenge, max. 75000 tenge | 0.20%, min. 100$, max. 500$ |
| 2.2.6. Preparation and/or dispatch of shipping documents (including VAT) | according to c. 6.2. + 6000 tenge | according to c. 6.2. + 40$ |
| 2.2.7. Inquiries on guarantees (including VAT) | free of charge | |
| 3. DOCUMENTARY/CLEAR COLLECTIONS | ||
| 3.1. Import collection | ||
| 3.1.1. Acceptance of payment documents on collection to transfer them to the client against accept/payment | 0.15%, min. 4500 tenge, max. 45000 tenge | 0.15%, min. 30$, max. 300$ |
| 3.1.2. Preparation and/or dispatch of shipping documents (inluding VAT) | 3000 tenge | 20$ |
| 3.1.3. Return of unpaid documents: | ||
| - without protesting a bill of exchange (including VAT) | 3000 tenge + mail costs | 20$ + mail costs |
| - with protesting a bill of exchange (including VAT) | 7500 tenge + mail costs + legal costs | 50$ + mail costs + legal costs |
| 3.1.4. Change of the terms of collection order (including VAT) (for every change) | 6000 tenge | 40$ |
| 3.1.5. Payment under collection | 0.20%, min. 7500 tenge, max. 75000 tenge | 0.20%, min. 50$, max. 500$ |
| 3.2. Export collection | ||
| 3.2.1. Acceptance of payment documents on collection | 0.25%, min. 7500 tenge, max. 45000 tenge | 0.25%, min. 50$, max. 300$ |
| 3.2.2. Discharge of liabilities under advicing of changes of the terms of collection order (including VAT) (for 1 package) | 7500 tenge | 50$ |
| 3.2.3. Preparation and/or dispatch of shipping documents (including VAT) | according to c. 6.2. + 6000 tenge | according to c. 6.2. + 40$ |
| 3.2.4. Inquiries on collection (including VAT) | free of charge | |
| 4. SERVICES ON ORGANIZATION OF FINANCIAL OPERATIONS/STRUCTURING OF TRANSACTIONS | ||
| 4.1. Confirmation of the instruments within the frameworks of credit lines (including VAT) | by the agreement, max. 1.5% - at a time | |
| 4.2. Commission fee for organization of the credits from foreign banks in cash | by the agreement, max. 1.5% - at a time | |
| 4.3. Financial services on expertise of the terms of payment under contract by the request of the client (including VAT) | 0.1% of the amount at a time, min. 30000 tenge, max. 450000 tenge |
0.1% of the amount at a time, min. 200$, max. 3000$ |
| 4.4. Financial services on making drafts of the instruments of Trade financing (including VAT) | 0.1% of the amount at a time, min. 30000 tenge, max. 450000 tenge |
0.1% of the amount at a time, min. 200$, max. 3000$ |
| 4.5. Financial services on change of liabilities repayment schedule or anticipated repayment of liabilities on issued instruments of Trade financing (inclduing VAT) | 30000 tenge | 200$ |
| 4.6. Financial services on fixing individual credit line dependent on the terms of financing and utilization (including VAT) | by the agreement, max. 1% of the amount at a time | |
| 4.7. Commission fee for annulment of early filed application to explore financing after receiving a proposal from foreign bank on financing/confirmation * (including VAT) | by the agreement, max. 1% of the amount at a time, min. 1000$ |
|
| 4.8. Structuring of the transaction taking into account its complexity (including VAT) | under the agreement, max. 2% - at a time | |
| * Note: | ||
| 1. In case of increase of the amount of confirmed instrument of amount of financing, commission fee is accrued to theamount of increase in the amount according to c. 4.1 or c. 4.2, correspondingly | ||
| 2. In case of prolongation of the terms of validity of confirmed instruments or financing terms tariffs are applied in the amount according to c. 4.1 or 4.2, correspondingly | ||
| 3. Due to the clauses 4.3-4.6 commission fees are set in case the bank does not attract financing and does not explore confirmation of foreign banks | ||
| 4. Commission fee, indicated in c. 4.8, is paid when structure and type of a transaction and/or parties taking part in it differ from those in standard terms of transaction and require possible additional risks and expenses. | ||
| 5. OPERATIONS WITH BILLS OF EXCHANGE | ||
| 5.1. Issue of aval (guarantee of a bill of exchange) | by the agreement | |
| 5.2. Bill of exchange dicsounting | by the agreement | |
| 5.3. Domilation of bills of exchange | by the agreement | |
| 5.4. Accept of bills of exchange on collection | 0.25% of the amount, min. 4650 tenge, max. 46500 tenge | |
| 5.5. Return of unpaid bills of exchange in case of collection (including VAT) | 7750 tenge for package + mail costs on actual basis | |
| 5.6. Acceptance of a bill of exchange in brokerage order | by the agreement | |
| 5.7. Provision of the blank of a bill of exchange (including VAT) | 1500 tenge | |
| 5.8. Consulting services on technical procedures of issuing a bill of exchange on international transactions (including VAT) | 0,3% of the amount, min. 100$, max. 1500$ | |
| 5.9. Expertise of one bill of exchange (including VAT) | 1550 tenge | |
| 5.10. Structuring of local transactions with bills of exchange (including VAT) | 0,05% of the amount, min. 15500 tenge | |
| 5.11. Structuring of international transactions with bills of exchange (including VAT) | by the agreement, max. 1,5% of the amount at a time | |
| 5.12. Commission fee for international payment under a bill of exchange | 0,25% of the amount, min. 50$, max. 500$ | |
| 5.13. Consulting (including VAT) | by the agreement | |
| 6. OTHER SERVICES | ||
| 6.1. Telecommunicational costs (including VAT) | ||
| 6.1.1. SWIFT (for every message) | 3100 tenge | 20$ |
| 6.1.2. Telex (for every message) | 3100 tenge | 20$ |
| 6.2. mail costs of courier (including VAT) | On actual cost | |
| 6.3. Preparation of the documents for registration in the National Bank of the Republic of Kazakhstan and compensation of costs on notarial services on international transactions (including VAT) | 3100 tenge + actual costs | 20$ + actual costs |
| 6.4. Repayment of expenses of legal service and/or notatial services on instruments of trade financing (including VAT) | actual costs | actual costs |
| 6.5. Providing services of representation of bondholders' interests | 0 tenge |
|